2024-2025 Bulletin: Policies and General Information 
    
    Oct 09, 2024  
2024-2025 Bulletin: Policies and General Information

Doctoral Degree Regulations


Admission to CGU doctoral programs requires a formal application and approval of the field faculty and dean. This requirement extends to students completing a master’s degree at CGU. Specific information regarding degree requirements for each program is available in the Program Requirements section of the Bulletin.

Unit Requirements

Unit requirements for doctoral degrees vary according to the type of doctoral degree. Generally, a minimum of 72 units of coursework is required for the PhD and other research doctorates, while requirements for professional doctorates range from 49-72 units.

Residency Requirement

The Residency Requirement ensures that students who graduate from CGU  have been fully enriched by the program characteristics and faculty interactions that distinguish their degrees as CGU degrees. 

 
The doctoral degree residency requirement may be met by either two semesters of full-time study in a 2-year period or by the completion of 48 units of coursework within a 3-year period, including work in the summer sessions. Enrollment in Dissertation Research (495) and Doctoral Study (499) do not satisfy the residency requirement.

Time to Degree

Degree requirements for the doctoral degree program must be completed within seven years from the semester in which the student was admitted to the program.  This time period is adjusted when transfer credit is accepted toward the degree.

  • Reduced by 6 months if 12 units or less of transfer credit is accepted
  • Reduced by 12 months if 13 or more units of transfer credit is accepted

Time to degree may be extended by submitting an Extension of Time for Degree Request.  Forms are available on the Registrar’s Form Index webpage.

Students enrolled in a PhD program must be enrolled continuously, either for credit or through Doctoral Study (499), until the degree is earned.  For PhD students who must still complete unit requirements, enrollment in Doctoral Research (495), Tutorial Reading (497), or Independent Study (498) is advised.  Grades for Dissertation Research are not required until the oral defense is passed and the dissertation is submitted.  No grades are issued for Doctoral Study.

Students who do not maintain continuous student status with the University may be required to reinstate or to reapply to the program if more than five years has passed since the last term of enrollment. Time to degree is adjusted whenever a student is readmitted.  Please refer to the Academic Policies - Registration & Enrollment  section for reinstatement procedures.

Residency Requirement

The residency requirement ensures that students who graduate from CGU have been fully enriched by the program characteristics and faculty interactions that distinguish their degrees as CGU degrees.

The doctoral degree residency requirement may be met by either two semesters of full-time study in a 2-year period or by the completion of 48 units of coursework within a 3-year period, including work in the summer sessions. Enrollment in Dissertation Research (495) and Doctoral Study (499) do not satisfy the residency requirement.

Students who receive transfer credit meet the residency requirement in one of the following ways.

  • If 12 units or less of transfer credit is approved, by completing two full-time semesters of coursework within a 2-year period or by completing 36 units within a 2-1/2-year period
  • If 13 to 24 units of transfer credit is approved, by completing 24 units within a 2-year period

Students who are admitted to a doctoral program after completing a CGU master’s degree are subject to the same regulations on time to degree and residency as students who enter CGU after completing a master’s degree at another institution. Units earned in a CGU master’s program generally count toward the unit requirement for a doctoral degree in the same field. Because coursework requirements differ from field to field, not all CGU master’s units may count toward doctoral degree requirements.  Students should consult their faculty advisors.

Transfer Credit

Refer to the Bulletin’s section on Transfer Credit  and Enrollment in Multiple Programs  for qualifications and limitations.

Transdisciplinary Course Requirement 

Doctoral students are required to complete a Transdisciplinary course prior to the completion of 48 units toward their doctoral program, including transfer credits.

To fulfill this requirement, students must enroll in a CGU course section headed by the prefix TNDY and successfully complete the 4-unit course (or two 2-unit TNDY courses). Transfer units and audited courses may not be used to meet this requirement.

The course will count as 4 units towards the doctoral degree requirement. It will not add any additional units to the student’s degree requirements nor count against the total number of transfer units from previous graduate coursework.

 

Degree Milestones

Specific degree program requirements are known as milestones.  Students must be enrolled in order for milestones to be accepted and recorded on the student’s official transcript.  Progress to degree in the successful and timely completion of degree milestones is governed by the University’s policy on Academic Policies - Satisfactory Academic Progress (SAP)  . Forms are available on the Registrar’s Form Index webpage.

Research Tools

Reading proficiency in two approved foreign languages is normally required, except when the program faculty accept substitutions. Substitutions may include statistics, mathematics, computer programming, and others in selected fields. Students must demonstrate proficiency by either passing an exam, enrolling in a qualified course and receiving a grade B or better, or other acceptable and documented process. Students should consult their specific programs. Forms are available on the Registrar’s Form Index webpage.

Students who have fulfilled a research tool at another institution may petition their faculty to have these research tools accepted. An official transcript is required to substantiate that completion of the applicable coursework occurred within the last three years. Entering students should petition their academic programs as soon as possible after acceptance.

Verification and Documentation: Satisfaction of each required research tool is documented on a Research Tool Approval form.  This form is completed by the student’s department and submitted to the Registrar’s Office. Research tools are recorded on transcripts under the Non-Course Milestones section.

Tools Completed Outside CGU: If a student has completed a research tool at another institution, they may petition to apply the tool to their CGU degree program.  Non-CGU tools must meet the following qualifications.

  • Transfer credit requirements apply: graduate-level achievement from an accredited institution and documented on an official transcript
  • In compliance with transfer credit policies, grades received in non-CGU coursework must be B or better
  • Tools completed at another institution must have been accomplished within three years of the date of the student’s petition

Students who intend to transfer tools to a CGU degree program, are encouraged to petition their department as early as possible after beginning study at CGU in order to meet the three year requirement.  Requests are submitted as follows:

  • Complete an academic petition form.
  • Attach an official transcript that documents completion of the tool.  If this information was included in the transcript provided upon admission, a new transcript is not required and the student should indicate on the petition that the official transcript is already on file.  The student’s department will make and attach a copy of that transcript to the petition.
  • Submit the petition to academic department for approval and forwarding to the Registrar’s Office.

Qualifying Examinations for PhD students

When a student has completed all program requirements, the advisor and dean of the student’s program approve a committee to administer the qualifying examinations. Upon successful completion of the exam(s), the committee reports the results to the registrar’s office. Students are expected to successfully complete their qualifying examinations prior to advancing to candidacy and within six months of the established time to degree period of the program. Forms are available on the Registrar’s Form Index webpage.

Prerequisites for Qualifying Examinations: Generally, the following requirements must be met before a student is permitted to take qualifying examinations.

  • Full graduate standing must be attained.
  • Requirements for research tools, outlined in the individual program sections, must be satisfied.
  • The student must have completed not less than two years of full-time graduate study, or 48 units, including transfer credit. Courses in which the student has received an incomplete grade do not qualify toward the 48 units needed for eligibility.
  • Individual academic departments may have additional prerequisites and should be consulted for more information.

Type of Exams: Refer to department and the requirements for degree program to determine the type of qualifying exams that must be completed.

Scheduling Exams: Qualifying exams are scheduled by the academic department.  The student’s advisor or dean approves a committee to administer the examination whose results are reported to the Registrar’s Office using the Qualifying Exam Approval form. Exam results are posted to student transcripts in the Non-Course Milestones section.

Failing an Exam: Students who fail to pass either written or oral examinations are permitted, on the recommendation of the student’s advisor and dean, to take a second examination after a stipulated period of time. This period must be no less than three months and no more than one calendar year after the first examination. If the results of the second examination are unsatisfactory, no further examinations are permitted, except upon recommendation of the graduate faculty in the field concerned and with the approval of the provost.

Students who are unable to pass required qualifying examinations within the time to degree established for their degree program, may be subject to dismissal from their program.

Dissertation Committees for PhD Students

The membership of a student’s dissertation committee, including changes as they become necessary, must be reported to the registrar’s office. Each dissertation committee consists of at least three members drawn from the core CGU faculty or the Claremont Colleges Extended Faculty, on the condition that at least one committee member be a core CGU faculty member from the candidate’s department. CGU encourages the inclusion of an external expert, or experts, on the committee. This outside examiner or reader is in addition to the three members required for the committee. The outside examiner may be a faculty member from another institution or a qualified practitioner from the student’s field of study. If approved by the department, the outside examiner may vote in the committee’s proceedings and may be offered an honorarium. All dissertation committees are approved by the dean of the school. Exceptions to the make-up of a particular committee require the approval of the provost.

The membership of a student’s dissertation committee, including changes as they become necessary, must be reported to the Registrar’s Office. Forms are available on the Registrar’s Form Index webpage.

Identifying the Dissertation Committee: As a student begins to refine a topic for the dissertation, they should identify an advisor who will chair the dissertation committee.  At the same time, the student and the chair will identify members of The Claremont Colleges to comprise the committee. A committee must be established and reported to the Registrar’s Office on a Designation of Dissertation Committee form.  This committee which will approve the dissertation proposal and advance the student to candidacy. 

Students must ensure that the dissertation committee complies with CGU policies and that any changes to committee membership are reported to the Registrar’s Office using a Designation of Dissertation Committee form.

On all approval forms submitted to the Registrar’s Office, individual members of the committee must personally affix their own signatures or provide other written evidence of individual approval. Such evidence may include written documentation faxed to the Registrar’s Office at (909) 607-7285 or an e-mail from an institutional or professional domain.  If approval is provided by such documentation, “See attached” may be recorded on the signature line for the individual.  Under no circumstances may a committee chair, another member, or anyone else sign for a colleague.

Exceptions to Dissertation Committee Membership: Exceptions to the make-up of a dissertation committee must be approved by the Provost. Requests should be submitted by the dean of the school either through a Petition for Exception to CGU Policy form. Requests should include the following.

  • Clear statement of the situation and options considered before requesting the exception
  • Compelling reasons for approving the exception
  • Curriculum vitae (CV) of the external examiner

If approved, the Provost’s Office will notify the Registrar’s Office.  Documentation for an approved exception is retained in the student’s file.

 

PhD Dissertation/Project Proposal & Advancement to Candidacy

Students are ready to advance to candidacy and begin work on their dissertation (or paper/project for those doctoral degrees not requiring a dissertation) if all of the following qualifications as specified by their program are complete: all coursework, qualifying exams, and research tools. Students are responsible for program requirements in effect for the semester of their admission or last readmission, whichever is the most recent, and published in the CGU Bulletin for that academic year.

Advancement to candidacy for the doctoral degree occurs when the student’s dissertation or project proposal is accepted and approved by the student’s committee. A copy of the student’s proposal must be attached to the Advancement to Candidacy form filed with the Registrar’s Office.

The dissertation proposal is a contract between the student and the committee detailing expectations and requirements of the dissertation or project. The content, organization, format, and length of the proposal are determined by the student’s committee. Any changes to the dissertation proposal must be approved by all members of the committee and documented on a Declaration of Change to Approved Proposal form.  A copy of the revised proposal must be attached to the form, which is filed with the Registrar’s Office.

Doctoral students advance to candidacy when their dissertation or project proposals are approved by the student’s committee. 

Doctoral Study Requirements (PhD students): Students who have completed coursework but still have outstanding degree requirements (such as their dissertation) should register for Doctoral Study in the fall and spring terms to maintain Student Status. The Registrar’s Office does not record academic accomplishments, including milestones like Advancement to Candidacy, for students who are not registered for the term. Students who are not registered or are on a leave of absence are not permitted to work with any faculty toward degree requirements.

Final Oral Examination & Final Approval

The dissertation defense, sometimes referred to as the final oral examination, should take place within one month from submission of a dissertation to the committee for review. For students intending to graduate in a specific semester, the degree completion deadline announced in the Academic Calendar  applies.

Requirements: Within one month of completing the dissertation and receiving the concurrence of the dissertation committee chair, the student may defend their dissertation. The following requirements must also have been met:

  • An Intent to Receive a Degree form must be submitted to the Registrar’s Office for the term in which the student expects to graduate, by the deadline for submission established in the Academic Calendar . If an Intent to Receive a Degree form is submitted for one semester but the student delays the graduation term for any reason, a new Intent form must be submitted for the next term in which completion of the degree requirements is anticipated. These forms do not automatically roll over from one term to the next.
  • Student status must be maintained and the student must be enrolled in Doctoral Study during the semester of their intended defense. Completion of the dissertation and readiness to defend is an indicator that the student is on the threshold of graduation and they should ensure that they are enrolled in Doctoral Study for the semester in which they will complete their degree requirements.  Enrollment in Doctoral Study is not required for Summer unless the student was not enrolled during the previous Spring term. Students are advised to consult the Registrar’s Office if they are uncertain of their need to enroll in Doctoral Study.
  • The completed dissertation must be delivered to all members of the dissertation committee at least two weeks before the scheduled defense date.
  • Committee members are given at least two weeks advanced notice of the date the dissertation defense is scheduled.
  • All members of the dissertation committee must agree to the date and time of the dissertation defense.  Committee members must also be present at the defense, whether physically or by other technologically-assisted means.  As a minimum, the student and one committee member must be physically present in the same location.
  • The dissertation defense is a formal, public event of our academic community and is announced by the Registrar’s Office.  A completed Request for Dissertation Defense Announcement form must be submitted to the Registrar’s Office to ensure that a minimum of two weeks advance notice is provided to the CGU community.

A Final Approval for Doctoral Students form must be submitted to the Registrar’s Office to document the student’s successful defense and approval of the dissertation itself. If revisions are requested to the dissertation during a successful dissertation defense, an additional Final Approval for Doctoral Students form must be submitted to the Registrar’s Office when the revised dissertation has been reviewed and approved. All approval forms require the signatures of all members of the dissertation committee and the dean. Students may not graduate or receive their degrees until all of the required approvals have been received by the Registrar’s Office and the student has submitted the final, approved version of the dissertation to the ETD Administrator.

Approvals: The following requirements must be met for a student to be eligible for their degree:

  • The student has passed the dissertation defense
  • The dissertation has been submitted to the Registrar’s Office via the ETD Administrator in the format requested and its final version is approved by the student’s dissertation committee.

A Final Approval Form (available on the Registrar’s Form Index) must be submitted to the Registrar’s Office to document the student’s successful defense and approval of the dissertation itself. If revisions are requested to the dissertation during a successful dissertation defense, a separate Final Approval Form must be submitted to the Registrar’s Office when the revised dissertation has been reviewed and approved.  

All approval forms require the signatures of all members of the dissertation committee, the dissertation chair, and the dean. Students may not graduate or receive their degrees until all of the required approvals have been received by the Registrar’s Office and the student has submitted the final, approved version of the dissertation with correct formatting to the ProQuest ETD Administrator (see Dissertation Submission and Publication section on the CGU website for more information about formatting and submitting the dissertation). 

For all Final Approval for Doctoral Students forms, the signature of each committee member is required. On all approval forms submitted to the Registrar’s Office, individual members of the committee must personally affix their own signatures or provide other written evidence of the individual’s approval. Such evidence may include written documentation faxed to the Registrar’s Office at (909) 607-7285 or an e-mail from an institutional or professional domain.  If approval is provided by such documentation, “See attached” must be recorded on the signature line for the individual.  Under no circumstances may a committee chair, another member, or anyone else sign for a colleague.

All Final Approval for Doctoral Students forms and the final, approved version of the dissertation must be received by the Registrar’s Office by the degree completion deadline posted in the Academic Calendar  in order to receive a degree for the applicable semester. All degrees are conferred and recorded on the degree conferral date for the semester regardless of the date that the student completed their degree requirements This date is usually the last day of the semester and is published in the University’s Academic Calendar .

If a student does not meet the degree completion deadline, the degree may be delayed until the next semester. An additional semester of enrollment in Doctoral Study and a new Intent To Receive a Degree form may be required.  Contact the Registrar’s Office for specifics regarding your situation and individual requirements.

Failing the Dissertation Defense: If a student fails to successfully complete a dissertation defense, the student may be permitted, upon the recommendation of the graduate faculty in the field concerned, to take a second examination not less than three months and no more than one calendar year after the first examination. The student must maintain student status and continue to enroll in Doctoral Study.  During this period, the student should work under supervision of the dissertation chair to determine readiness to defend again. If the second defense is failed, no further attempts are permitted.

Formatting and Submitting the Dissertation or Other Project Paper (professional doctoral degrees) for Publication

Upon completion of a successful dissertation defense and before a degree is awarded, the student must submit the final, approved dissertation (submission of the DMA project paper is optional) to the Registrar’s Office through the ProQuest Electronic Theses and Dissertations (ETD) Administrator. Submission must be made by the degree completion deadline announced in the Academic Calendar . Failure to meet the degree completion deadline may result in delays to the student’s degree conferral term.

ProQuest Electronic Theses and Dissertations (ETD) Administrator

Submission of the dissertation to the online ProQuest ETD Administrator is required for the completion of degree requirements.  Dissertations and theses are published for CGU by ProQuest/UMI and the Claremont Colleges Libraries digital repository, Scholarship@Claremont.  Both CGU and ProQuest have manuscript formatting requirements which are outlined in the Dissertation Formatting and Filing Requirements Guide available on the Registrar’s Form Index website.  Documents submitted to the ETD are not eligible for publication until approved and released by CGU. 

Intent to Receive a Degree Disclosures

CGU certificates and degrees are conferred by the Board of Trustees upon the recommendation of the faculty of the academic department. Each semester, the Registrar’s Office compiles and submits a list of doctoral, masters, and certificate candidates to the Board for their consideration and approval.

In order to be included on the University’s official degree list, the Intent to Receive a Degree form must be filed by the semester deadline published in the Academic Calendar . Forms are required from all candidates for certificates as well as for doctoral and master’s degrees.

Intent to Receive a Degree forms are valid only for the declared semester. Upon receipt, students’ names are added to the degree candidacy list and eligibility to enroll in future semesters is cancelled unless the student will continue and pursue another another degree.

Degree Conferral

All eligibility requirements for the degree are met when all of the following requirements are satisfied: 

  • Applicable Final Approval for Doctoral Students form(s) are received from the academic department
  • Submission of the final version of the dissertation, including any revisions requested by your dissertation committee, through the ETD Administrator

Deadlines for degree requirements are established for each semester and published in the Academic Calendar. Documents received after this deadline may delay conferral of a degree until the next semester.

Degrees are conferred once per term, regardless of the date requirements were completed. See Academic Calendar  for specific dates.   Degrees are posted to transcripts upon approval of CGU’s Board of Trustees and verification by the Registrar’s Office of the completion of all degree requirements.

Official verification of the student’s degree is provided by CGU transcript. For students who may need interim documentation for employers or other agencies, a letter of degree requirement completion may be requested from the Registrar’s Office after all degree requirements have been submitted, approved, and accepted.